SEC Form 4 · accession 0001179110-16-020880
COWEN INC. · COWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Solomon
Officer — President · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466538
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Mar 1, 2016 | P | 15,000 | $3.5222 | A | 2,523,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price is the average price of the aggregate number of shares that were purchased by the reporting person. The shares were purchased in multiple transactions at prices ranging from $3.45 to $3.57. The reporting person undertakes to provide the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.