SEC Form 4 · accession 0000904454-17-000551
Clovis Oncology, Inc. · CLVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James C Blair
Director
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 4, 2017 | S | 18,450 | $78.61 | D | 17,056 | I | By DP VII Associates, L.P. |
| Common StockF2 | holding | — | — | — | 1,000,000 | I | By Domain Partners VII, L.P. | |
| Common StockF2 | holding | — | — | — | 92,518 | I | By One Palmer Square Associates VII, LLC | |
| Common StockF2 | holding | — | — | — | 32,760 | I | By Domain Associates, LLC | |
| Common Stock | holding | — | — | — | 2,185 | D | ||
| Common StockF3 | holding | — | — | — | 2,927 | I | By Susan W. and James C. Blair Family L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.19 to $79.19. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The Reporting Person is a managing member of One Palmer Square Associates VII, LLC, the sole general partner of Domain Partners VII, L.P. and DP VII Associates, L.P., and of Domain Associates, LLC. Pursuant to Instruction 4(b)(iv) of Form 4, the Reporting Person has elected to report as indirectly beneficially owned the entire number of securities owned by each such entity, however he disclaims beneficial ownership of any securities, and any proceeds thereof, that exceed his pecuniary interest therein and/or that are not actually distributed to him.
- F3The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.