SEC Form 4 · accession 0000899243-18-025049
Clovis Oncology, Inc. · CLVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gillian C Ivers-Read
Officer — See Remarks
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 11:25 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | M | 1,875 | — | A | 186,606 | D | |
| Common Stock | Sep 20, 2018 | F | 829 | $32.21 | D | 185,777 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | Sep 20, 2018 | M | 1,875 | D | — | — | Common Stock | 1,875 | 16,875 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the right to receive one share of Common Stock.
- F2On December 19, 2016, the reporting person was granted 30,000 Restricted Stock Units. 25% of such Restricted Stock Units vested on December 19, 2017, and the remainder vests in substantially equal installments over the 12 quarters immediately following such date.
Remarks
Executive Vice President of Technical Operations and Chief Regulatory Officer