SEC Form 4 · accession 0001225208-15-021725
Cordia Bancorp Inc · BVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Waddy Garrett
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2015 | A | 2,278 | $0.00 | A | 88,429 | D | |
| Common Stock | holding | — | — | — | 2,700 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $60.24 | holding | — | — | — | — | Aug 15, 2015 | Common Stock | 1,328 | 1,328 | D |
Explanation of responses
- F1Represents a grant of restricted stock under the Cordia Bancorp Inc. 2011 Stock Incentive Plan. Shares became fully vested on December 1, 2015, the date of grant.
- F2Stock options are fully vested and exercisable.