SEC Form 4 · accession 0001225208-15-010014
Cordia Bancorp Inc · BVA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy I Barzel
Officer — EVP/Chief Credit Off-BOVA
Period of report
Jan 28, 2015
Accepted (ET)
Apr 14, 2015 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 28, 2015 | A | 40,000 | $0.00 | A | 40,000 | I | Restricted Stock |
| Common Stock | holding | — | — | — | 771 | D | ||
| Common Stock | holding | — | — | — | 9,853 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $5.35 | holding | — | — | — | Mar 27, 2014 | Mar 27, 2023 | Common Stock | 5,312 | 5,312 | D |
| Stock Option (right to buy)F3 | $11.295 | holding | — | — | — | Aug 24, 2012 | Aug 24, 2021 | Common Stock | 5,312 | 5,312 | D |
Explanation of responses
- F1Restricted shares vest in four equal installments, with the first installment vesting on Janaury 28, 2016, the first anniversary of the date of the award.
- F2Stock options vest in four equal annual installments beginning on March 27, 2014, the first anniversary of the date of the grant.
- F3Stock options vest in four equal annual installments beginning on August 24, 2012, the first anniversary of the date of the grant.