SEC Form 4/A · accession 0001466258-19-000120
Trane Technologies plc · TT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Susan K Carter
Officer — Sr VP and CFO
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 4, 2019 | M | 4,016 | $51.92 | A | 48,183 | D | |
| Ordinary Shares | Mar 4, 2019 | M | 15,000 | $59.83 | A | 63,183 | D | |
| Ordinary Shares | Mar 4, 2019 | M | 51,021 | $50.0025 | A | 114,204 | D | |
| Ordinary SharesF1,F2 | Mar 4, 2019 | S | 70,037 | $105.6705 | D | 44,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $51.92 | Mar 4, 2019 | M | 4,016 | D | — | Sep 30, 2023 | Ordinary Shares | 4,016 | 0 | D |
| Stock Option (Right to Buy)F4 | $59.83 | Mar 4, 2019 | M | 15,000 | D | — | Feb 24, 2024 | Ordinary Shares | 15,000 | 15,140 | D |
| Stock Option (Right to Buy)F5 | $50.0025 | Mar 4, 2019 | M | 51,021 | D | — | Feb 9, 2026 | Ordinary Shares | 51,021 | 0 | D |
Explanation of responses
- F1Transaction executed pursuant to a Rule 10b5-1 Plan adopted by the reporting person on January 31, 2019
- F2This transaction was executed in multiple trades ranging from $105.00 to $106.92 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3The option vests in three (3) equal installments beginning on , October 1, 2014.
- F4The option vests in three (3) equal installments beginning on February 25, 2015.
- F5The option vests in three (3) equal installments beginning on February 10, 2017.
Remarks
Form 4 amended to report the exercise of stock options.