SEC Form 4 · accession 0001466258-17-000105
Trane Technologies plc · TT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith A Sultana
Officer — Senior Vice President
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466258
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Feb 28, 2017 | M | 1,536 | $59.825 | A | 12,109 | D | |
| Ordinary Shares | Feb 28, 2017 | M | 3,318 | $67.055 | A | 15,427 | D | |
| Ordinary Shares | Feb 28, 2017 | M | 3,401 | $50.0025 | A | 18,828 | D | |
| Ordinary SharesF1 | Feb 28, 2017 | S | 7,209 | $80.65 | D | 11,619 | D | |
| Ordinary SharesF2 | holding | — | — | — | 13,301 | I | By Plan Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $59.825 | Feb 28, 2017 | M | 1,536 | D | — | Feb 24, 2024 | Ordinary Shares | 1,536 | 0 | D |
| Stock Option (Right to Buy)F4 | $67.055 | Feb 28, 2017 | M | 3,318 | D | — | Feb 2, 2025 | Ordinary Shares | 3,318 | 1,659 | D |
| Stock Option (Right to Buy)F5 | $50.0025 | Feb 28, 2017 | M | 3,401 | D | — | Feb 9, 2026 | Ordinary Shares | 3,401 | 6,804 | D |
Explanation of responses
- F1This transaction was executed in multiple trades ranging from $80.63 to $80.65 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2Latest available information provided by the trustee of the Ingersoll-Rand Employee Savings Plan.
- F3The option vests in three (3) equal installments beginning on February 25, 2015.
- F4The option vests in three (3) equal installments beginning on February 3, 2016.
- F5The option vests in three (3) equal installments beginning on February 10, 2017.