SEC Form 4 · accession 0001593968-18-001597
Midland States Bancorp, Inc. · MSBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M McDonnell
Director
Period of report
Dec 14, 2018
Accepted (ET)
Dec 17, 2018 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2018 | P | 4,395 | $22.75 | A | 7,745 | I | Jeffrey M. McDonnell Revocable Trust UA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share EquivalentsF2,F3 | — | holding | — | — | — | — | — | Common Stock | 3,813 | 3,813 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- F2No exercise price for this type of award
- F3Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.