SEC Form 4 · accession 0001593968-18-001420
Midland States Bancorp, Inc. · MSBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A. Erickson
Officer — Chief Financial Officer
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 1:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2018 | A | 4,860 | $0.00 | A | 10,839 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $16.00 | holding | — | — | — | — | Dec 13, 2022 | Common Stock | 2,438 | 2,438 | D |
| Option (right to buy)F1 | $23.00 | holding | — | — | — | — | Nov 3, 2025 | Common Stock | 5,045 | 5,045 | D |
| Option (right to buy)F1 | $16.59 | holding | — | — | — | — | Dec 10, 2023 | Common Stock | 4,822 | 4,822 | D |
| Option (right to buy)F1 | $28.59 | holding | — | — | — | — | Nov 16, 2026 | Common Stock | 2,289 | 2,289 | D |
| Option (right to buy)F1 | $21.00 | holding | — | — | — | — | Dec 2, 2024 | Common Stock | 3,909 | 3,909 | D |
| Option (right to buy)F1 | $16.00 | holding | — | — | — | — | May 8, 2022 | Common Stock | 21,418 | 21,418 | D |
Explanation of responses
- F1These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.