SEC Form 4 · accession 0001593968-17-001346

Midland States Bancorp, Inc. · MSBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP Banking Services

Period of report

Dec 10, 2017

Accepted (ET)

Dec 12, 2017 · 10:26 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001466026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Dec 10, 2017	F	121	$31.82	D	20,902	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option (right to buy)^F1	$16.00	holding	—	—	—	—	Dec 13, 2022	Common Stock	3,960	3,960	D
Option (right to buy)^F2	$16.59	holding	—	—	—	—	Dec 10, 2023	Common Stock	4,473	4,473	D
Option (right to buy)^F3	$23.00	holding	—	—	—	—	Nov 3, 2025	Common Stock	8,261	8,261	D
Option (right to buy)^F4	$14.75	holding	—	—	—	—	Dec 16, 2021	Common Stock	3,905	3,905	D
Option (right to buy)^F5	$21.00	holding	—	—	—	—	Dec 2, 2024	Common Stock	5,702	5,702	D
Option (right to buy)^F6	$18.00	holding	—	—	—	—	Aug 5, 2024	Common Stock	10,000	10,000	D
Option (right to buy)^F7	$28.59	holding	—	—	—	—	Nov 16, 2026	Common Stock	4,157	4,157	D

F1These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
F2These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
F3These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
F4These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
F5These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
F6Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.
F7These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.