SEC Form 4 · accession 0001593968-16-001317

Midland States Bancorp, Inc. · MSBI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Dec 13, 2016

Accepted (ET)

Dec 14, 2016 · 4:35 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001466026

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 13, 2016	P	1,525	$33.44	A	1,525	I	Tamsin J Shaw IRA
Common Stock	Dec 13, 2016	P	2,900	$33.44	A	2,900	I	Thomas D Shaw IRA
Common Stock^F1	holding	—	—		—	11,658	I	Thomas D. Shaw A&R Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Share Equivalent^F2,F3	—	holding	—	—	—	—	—	Common Stock	20,106	20,106	D

F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
F2Represents common share equivalents acquired by the reporting person under the Directors Deferred Compensation Plan (DDCP) of the Issuer with respect to directors fees deferred by the reporting person during the quarter, based upon the closing price of the underlying shares on the last day of the quarter. Each common share equivalent is the economic equivalent of one share of common stock. Common share equivalents received for deferred director fees are fully vested on the transaction date listed above.
F3Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.