SEC Form 4 · accession 0001593968-16-001222
Midland States Bancorp, Inc. · MSBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin L Thompson
Officer — Chief Financial Officer
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001466026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | A | 2,350 | $0.00 | A | 2,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $28.59 | Nov 16, 2016 | A | 5,556 | A | Nov 16, 2017 | Nov 16, 2026 | Common Stock | 5,556 | 5,556 | D |
Explanation of responses
- F1RSA with 4yr - 25% vesting schedule
- F2These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.