SEC Form 4 · accession 0001466026-26-000055
Midland States Bancorp, Inc. · MSBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert F. Schultz
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 1, 2026 · 12:26 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001466026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 34,715 | D | ||
| Common StockF2 | holding | — | — | — | 30,153 | I | Red Bird Investors, LLC | |
| Common StockF2 | holding | — | — | — | 37,846 | I | Summit Investors, LLP | |
| Common stockF2 | holding | — | — | — | 200,030 | I | J.M. Schultz Investment, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Share EquivalentF4,F3 | — | Jun 30, 2026 | A | 1,414 | A | — | — | Common Stock | 1,414 | 109,577 | D |
| Common Share EquivalentF3 | — | Jun 30, 2026 | A | 1,451 | A | — | — | Common Stock | 1,451 | 111,028 | D |
| Restricted Stock UnitF3 | — | holding | — | — | — | — | — | Common Stock | 9,146 | 9,146 | D |
Explanation of responses
- F1Includes holdings through a self-directed IRA or revocable grantor trust
- F2The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- F3Each common stock equivalent is the economic equivalent of one share of common stock.
- F4Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares. Common share equivalents received for dividend reinvestments fully vested on the transaction date listed above and become payable upon termination of service as a director.