SEC Form 4/A · accession 0001209191-18-037111
Western Asset Mortgage Capital Corp · WMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ranjit M Kripalani
Director
Period of report
Jun 7, 2018
Accepted (ET)
Jun 11, 2018 · 7:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jun 7, 2018 | A | 6,476 | $0.00 | A | 18,602 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units will vest on the first anniversary of the date of grant, subject to the reporting person's continued service to Western Asset Mortgage Capital Corporation (the "Company") through the vesting date, and will be settled in shares of the Company's common stock upon the reporting person's separation from service with the Company.
Remarks
This filing restates in their entirety each of the Form 4 filed with respect to Mr. Kripalani on June 8, 2018 at 12:51 p.m., which reflected a transcription error, and the Form 4 filed with respect to Mr. Kripalani on June 8, 2018 at 1:38 p.m., which was unintentionally filed.