SEC Form 4 · accession 0001209191-16-120711
Western Asset Mortgage Capital Corp · WMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anup Agarwal
Officer — Chief Investment Officer
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 13, 2016 | J | 25,393 | $9.18 | A | 36,393 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2017, 2018, 2019 and 2020 subject to the Reporting Person's continued employment by the manager on the applicable vesting date.