SEC Form 4 · accession 0001179110-17-007270
Western Asset Mortgage Capital Corp · WMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Hirschmann III
Director
Period of report
May 15, 2017
Accepted (ET)
May 16, 2017 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465885
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 15, 2017 | J | 10,000 | $9.99 | A | 42,910 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted shares awarded pursuant to bonus plan of the external manager of the issuer. The shares will vest in one-quarter increments on each of April 30, 2018, 2019, 2020 and 2021 subject to the Reporting Person's continued employment by the manager on the applicable vesting date.