SEC Form 4 · accession 0001465740-17-000118
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Taylor
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1,F2 | Nov 16, 2017 | P | 9,500 | $15.6398 | A | 35,432 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $15.635 to $15.64. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
- F2On November 1, 2017, the Issuer effected a one-for-two reverse stock split of its outstanding shares of common stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split.