SEC Form 4 · accession 0001465740-17-000087
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Siering
Officer — CEO & President · Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Aug 14, 2017 | P | 5,000 | $10.135 | A | 1,347,863 | D | |
| Common stock, par value $0.01 per share | holding | — | — | — | 345,652 | I | By grantor retained annuity trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 198,711 shares that were previously reported as indirectly owned by the reporting person through the Thomas E. Siering 2016 Grantor Annuity Trust I and are now directly owned by the reporting person.