SEC Form 4 · accession 0001465740-15-000073
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Bender
Director
Period of report
Aug 20, 2015
Accepted (ET)
Aug 24, 2015 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | Aug 20, 2015 | A | 2,024 | $9.88 | A | 32,802 | D | |
| Common stock, par value $0.01 per shareF2 | Aug 20, 2015 | F | 810 | $9.88 | D | 31,992 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.
- F2The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the August 20, 2015 common stock award.