SEC Form 4 · accession 0001465740-15-000037
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rebecca B Sandberg
Officer — General Counsel and Secretary
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, par value $0.01 per shareF1 | May 14, 2015 | A | 37,986 | $10.53 | A | 108,616 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock award issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan ("Restated Plan"). As disclosed in the company's proxy statement dated March 26, 2015, this award was conditionally approved by the company's Board of Directors on January 27, 2015, subject to stockholder approval of the Restated Plan. The company's stockholders approved the Restated Plan on May 14, 2015. This award vests in three equal annual installments commencing on the first anniversary of the grant date.