SEC Form 4 · accession 0001465740-15-000029
TWO HARBORS INVESTMENT CORP. · TWO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen G Kasnet
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465740
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | A | 10,921 | $10.53 | A | 98,747 | D | |
| Common StockF2 | May 14, 2015 | F | 3,604 | $10.53 | D | 95,143 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan.
- F2The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 14, 2015 common stock award.