SEC Form 4 · accession 0001104659-16-106972
STARWOOD PROPERTY TRUST, INC. · STWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Jay Sossen
Officer — COO and General Counsel
Period of report
Mar 18, 2016
Accepted (ET)
Mar 22, 2016 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 18, 2016 | S | 6,000 | $19.08 | D | 104,553 | D | |
| Common StockF2 | Mar 18, 2016 | S | 12,155 | $19.03 | D | 92,398 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported is the weighted average price of the transactions. The shares were sold in multiple transactions at prices ranging from $19.07 per share to $19.09 per share, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
- F2Represents shares of the issuer's common stock sold to satisfy the tax obligations of Mr. Sossen in connection with the vesting of restricted shares of the issuer's common stock.