SEC Form 4/A · accession 0001104659-16-106968
STARWOOD PROPERTY TRUST, INC. · STWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Andrew Jay Sossen
Officer — COO and General Counsel
Period of report
Dec 17, 2015
Accepted (ET)
Mar 22, 2016 · 8:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2016 | A | 43,725 | $0.00 | A | 110,553 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The issuer granted restricted shares of the issuer's common stock (the "Restricted Shares") to Mr. Sossen pursuant to the Starwood Property Trust, Inc. Equity Plan. The Restricted Shares will vest as to Mr. Sossen in equal installments on the first two 18-month anniversaries of September 18, 2014, subject to certain conditions.
- F2This amendment corrects the number of restricted shares of the issuer's common stock granted on such date pursuant to the Starwood Property Trust, Inc. Equity Plan. In all other respects, the Form 4 remains unchanged.