SEC Form 4 · accession 0001252017-15-000043
DIRECTV · DTV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jennifer Cho
Officer — Senior VP and Treasurer
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 12:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001465112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2015 | M | 3,274 | $0.00 | A | 3,274 | D | |
| Common StockF2 | Mar 5, 2015 | F | 1,231 | $88.95 | D | 2,043 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Mar 5, 2015 | M | 3,274 | D | — | — | Common Stock | 3,274 | 0 | D |
Explanation of responses
- F1Conversion of Restricted Stock Units (RSU) granted pursuant to Rule 16b-3 qualified Incentive Plan (DIRECTV 2010 Stock Plan). These time-vesting RSU grants vested on March 1, 2015 and were delivered to the Reporting Person on March 5, 2015.
- F2Shares withheld for payment of tax withholding based on the closing price of the Common Stock on Monday, March 2, 2015 of $88.95.