SEC Form 4 · accession 0001209191-18-042020
THL Credit, Inc. · TCRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Terrence W. Olson
Officer — COO & CFO
Christopher J. Flynn
Officer — CEO of Subadvisor
James R Fellows
Other
Period of report
Jul 5, 2018
Accepted (ET)
Jul 9, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 9, 2018 | P | 13,518 | $8.229 | A | 1,259,102 | I | Indirect ownership through acquisitions by THL Credit Advisors LLC |
| Common StockF1,F2 | Jul 6, 2018 | P | 21,681 | $8.1504 | A | 1,245,584 | I | Indirect ownership through acquisitions by THL Credit Advisors LLC |
| Common StockF1,F2 | Jul 5, 2018 | P | 21,210 | $8.1692 | A | 1,223,903 | I | Indirect ownership through acquisitions by THL Credit Advisors LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pursuant to instruction 4(b)(iv), the entire amount of the interest held by THL Credit Advisors LLC has been reported.
- F2The transactions reported herein were conducted under a Rule 10b5-1 Plan.
Remarks
For each transaction reported above, the reported amounts represent the entire amount of the interest held by THL Credit Advisors LLC in which each of the Reporting Persons have an interest.