SEC Form 4 · accession 0001209191-18-033926

THL Credit, Inc. · TCRD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

Terrence W. Olson

Officer — COO & CFO

Christopher J. Flynn

Officer — CEO · Director

James R Fellows

Other

Period of report

Mar 15, 2018

Accepted (ET)

May 29, 2018 · 5:44 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001464963

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	May 25, 2018	P	9,249	$7.7573	A	818,340	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 24, 2018	P	8,576	$7.7606	A	809,091	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 23, 2018	P	10,526	$7.7741	A	800,515	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 22, 2018	P	10,800	$7.7985	A	789,989	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 21, 2018	P	10,800	$7.8231	A	779,189	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 18, 2018	P	11,500	$7.8595	A	768,389	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 17, 2014	P	11,066	$7.8917	A	756,889	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 16, 2018	P	11,378	$7.8265	A	745,823	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 15, 2018	P	8,336	$7.8294	A	734,445	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 14, 2018	P	10,992	$7.8678	A	726,109	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 11, 2018	P	11,511	$7.8613	A	715,117	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 10, 2018	P	12,200	$7.8451	A	703,606	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 9, 2018	P	10,200	$7.7991	A	691,406	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 8, 2018	P	12,200	$7.7677	A	681,206	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 7, 2018	P	12,200	$7.7675	A	669,006	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 4, 2018	P	13,098	$7.7446	A	656,806	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 3, 2018	P	10,760	$7.7885	A	643,708	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 2, 2018	P	12,762	$7.8724	A	632,948	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	May 1, 2018	P	11,898	$7.8811	A	620,186	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 30, 2018	P	13,626	$7.9375	A	608,288	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 27, 2018	P	15,600	$7.8769	A	594,662	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 26, 2018	P	13,667	$7.8299	A	579,062	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 25, 2018	P	10,797	$7.8269	A	565,395	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 24, 2018	P	12,414	$7.8273	A	554,598	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 23, 2018	P	14,381	$7.809	A	542,184	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 20, 2018	P	14,387	$7.7957	A	527,803	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 19, 2018	P	17,576	$7.8407	A	513,416	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 18, 2018	P	12,955	$7.8854	A	495,840	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F1,F2	Apr 17, 2018	P	17,600	$7.9407	A	482,885	I	Indirect ownership through acquisitions by THL Credit Advisors LLC
Common Stock^F3,F1,F2	Apr 16, 2018	P	17,285	$7.912	A	465,285	I	Indirect ownership through acquisitions by THL Credit Advisors LLC

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Pursuant to instruction 4(b)(iv), the entire amount of the interest held by THL Credit Advisors LLC has been reported.
F2The transactions reported herein were conducted under a Rule 10b5-1 Plan.
F3Please see Exhibit 99 for additional transactions to be incorporated into Table I.

Remarks

For each transaction reported above, the reported amounts represent the entire amount of the interest held by THL Credit Advisors LLC in which each of the Reporting Persons have an interest.