SEC Form 4 · accession 0001209191-18-019139
THL Credit, Inc. · TCRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J. Flynn
Officer — CEO · Director
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | P | 1,500 | $8.2241 | A | 35,285 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported number includes a disposition of 1,960 shares of Common Stock as of September 15, 2017 pursuant to a settlement agreement.