SEC Form 4 · accession 0001209191-17-020998
THL Credit, Inc. · TCRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam W. Tillinghast
Officer — Co-CEO · Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 16, 2017 · 12:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 14, 2017 | P | 5,000 | $9.65 | A | 122,704 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported number includes 2,227.8345 shares of Common Stock acquired on December 31, 2016 pursuant to a dividend reinvestment plan.