SEC Form 4 · accession 0001209191-16-153247
THL Credit, Inc. · TCRD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam W. Tillinghast
Officer — Co-CEO & Co-CIO · Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 5, 2016 · 12:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 2, 2016 | P | 5,000 | $10.34 | A | 115,477 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported number includes 2,407.9549 shares of Common Stock acquired on March 31, 2016, 2,399.6682 shares of Common Stock acquired on June 30, 2016, and 2,897.3746 shares of Common Stock acquired on September 30, 2016, all pursuant to a dividend reinvestment plan.