SEC Form 4 · accession 0001615774-18-008616
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gumaer
Officer — CEO of Great American Grp, LLC · Director
Period of report
Aug 22, 2018
Accepted (ET)
Aug 24, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | J | 9,716 | $22.20 | D | 329,992 | D | |
| Common StockF2 | holding | — | — | — | 336,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Forfeiture of shares pursuant to that certain Escrow Agreement, dated as of July 31, 2009, entered into in connection with the acquisition of B. Riley Financial, Inc. (f/k/a Great American Group, Inc.)
- F2Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.