SEC Form 3 · accession 0001615774-18-006679
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Moore
Officer — CEO of B. Riley FBR, Inc.
Period of report
Jul 10, 2018
Accepted (ET)
Jul 19, 2018 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 100,825 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units that settle in common stock of the Company and vests as follows: Total Vested Shares: 66,374. Total Shares Outstanding: 1,630 shares to vest in two equal portions on January 31, 2019 and January 31, 2020; 4,219 to vest on May 24, 2019; 21,936 to vest in two equal portions on May 24, 2019 and May 22, 2020; and 6,666 shares to vest May 24, 2021.