SEC Form 4 · accession 0001615774-18-006276
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Kent Wunderlich Jr.
Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 6, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 3, 2018 | F | 3,981 | $22.70 | D | 241,213 | D | |
| Common StockF2 | holding | — | — | — | 9,707 | I | By Wunderlich Children's Trust | |
| Common StockF3 | holding | — | — | — | 3,086 | I | By Alvin Wunderlich, Jr. Grandchildren's Trust | |
| Common StockF4 | holding | — | — | — | 1,320 | I | By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | |
| Common StockF5 | holding | — | — | — | 787 | I | By Madison Wunderlich Trust | |
| Common StockF6 | holding | — | — | — | 787 | I | By Gary Wunderlich III Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on July 12, 2017.
- F2Mr. Wunderlich benefits from the Wunderlich Children's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
- F3Mr. Wunderlich benefits from the Alvin Wunderlich, Jr. Grandchildren's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
- F4Mr. Wunderlich benefits from the shares held in his IRA account. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities in his IRA account.
- F5Mr. Wunderlich is the trustee of the Madison Wunderlich Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
- F6Mr. Wunderlich is the trustee of the Gary Wunderlich III Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.