SEC Form 4 · accession 0001615774-18-005373
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 13, 2018 | A | 40,000 | $0.00 | A | 4,314,346 | D | |
| Common Stock | holding | — | — | — | 69,217 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | |
| Common StockF3 | holding | — | — | — | 200,000 | I | By the Robert Antin Children IrrevocableTrust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2019, May 22, 2020 and May 24, 2021.
- F2Bryant Riley beneficially owns 4,312,166 shares directly or jointly with his wife and beneficially owns 2,180 shares in custodial accounts for his children.
- F3Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.