SEC Form 4 · accession 0001615774-18-005369
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J /adv Kelleher
Officer — President · Director
Period of report
Jun 13, 2018
Accepted (ET)
Jun 15, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 13, 2018 | A | 25,000 | $0.00 | A | 97,951 | D | |
| Common StockF2 | holding | — | — | — | 456,248 | I | See note | |
| Common StockF3 | holding | — | — | — | 600 | I | By wife | |
| Common StockF4 | holding | — | — | — | 600 | I | By daughter | |
| Common StockF5 | holding | — | — | — | 600 | I | By daughter | |
| Common StockF6 | holding | — | — | — | 600 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2019, May 22, 2020 and May 24, 2021.
- F2Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
- F3Held with dispositive power for Mary Meighan Kelleher IRA.
- F4Held with dispositive power for Lyndsey Kelleher.
- F5Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher.
- F6Held with dispositive power for Mackenna Kelleher.