SEC Form 4 · accession 0001615774-17-007092
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Nov 30, 2017
Accepted (ET)
Dec 4, 2017 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 1, 2017 | P | 26,072 | $17.7993 | A | 4,066,258 | D | |
| Common StockF3 | Nov 30, 2017 | P | 7,500 | $18.1504 | A | 57,017 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common Stock | Dec 1, 2017 | P | 5,000 | $17.95 | A | 62,017 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common StockF4 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in multiple transactions at prices ranging from $17.55 to $17.85, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2Bryant Riley beneficially owns 4,064,078 shares directly or jointly with his wife and beneficially owns 2,180 shares in custodial accounts for his children.
- F3These shares were acquired in multiple transactions at prices ranging from $18.12 to $18.18, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
- F4Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.