SEC Form 4 · accession 0001615774-17-006901
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2017 | P | 7,325 | $17.15 | A | 35,425 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common Stock | Nov 17, 2017 | P | 5,413 | $17.70 | A | 40,838 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common Stock | Nov 20, 2017 | P | 8,679 | $17.75 | A | 49,517 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common StockF1 | holding | — | — | — | 4,040,186 | D | ||
| Common StockF2 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Bryant Riley beneficially owns 4,038,006 shares directly or jointly with his wife and beneficially owns 2,180 shares in custodial accounts for his children.
- F2Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.