SEC Form 4 · accession 0001615774-17-003211
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jun 15, 2017
Accepted (ET)
Jun 16, 2017 · 12:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 15, 2017 | P | 28,000 | $15.5504 | A | 28,100 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. |
| Common StockF2 | holding | — | — | — | 4,040,186 | D | ||
| Common StockF3 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in multiple transactions at prices ranging from $15.525 to $15.5891, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2Bryant Riley beneficially owns 4,038,006 shares directly or jointly with his wife and beneficially owns 2,180 shares in custodial accounts for his children.
- F3Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.