SEC Form 4 · accession 0001615774-17-002988
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J /adv Kelleher
Officer — President · Director
Period of report
Jun 2, 2017
Accepted (ET)
Jun 6, 2017 · 8:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2017 | P | 3,148 | $14.5588 | A | 48,757 | D | |
| Common StockF2 | holding | — | — | — | 456,248 | I | See note | |
| Common StockF3 | holding | — | — | — | 600 | I | By wife | |
| Common StockF4 | holding | — | — | — | 600 | I | By daughter | |
| Common StockF5 | holding | — | — | — | 600 | I | By daughter | |
| Common StockF6 | holding | — | — | — | 600 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired in multiple transactions at prices ranging from $14.40 to $14.60, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
- F3Held with dispositive power for Mary Meighan Kelleher IRA.
- F4Held with dispositive power for Lyndsey Kelleher.
- F5Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher.
- F6Held with dispositive power for Mackenna Kelleher.