SEC Form 4 · accession 0001615774-16-008907
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J /adv Kelleher
Officer — President · Director
Period of report
Dec 10, 2016
Accepted (ET)
Dec 13, 2016 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2016 | F | 3,618 | $16.90 | D | 45,609 | D | |
| Common StockF2 | holding | — | — | — | 456,248 | I | See note | |
| Common StockF3 | holding | — | — | — | 600 | I | By wife | |
| Common StockF4 | holding | — | — | — | 600 | I | By Daughter | |
| Common StockF5 | holding | — | — | — | 600 | I | By daughter | |
| Common StockF6 | holding | — | — | — | 600 | I | By daughter |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015.
- F2Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
- F3Held with dispositive power for Mary Meighan Kelleher IRA
- F4Held with dispositive power for Lyndsey Kelleher
- F5Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher
- F6Held with dispositive power for Mackenna Kelleher