SEC Form 4 · accession 0001615774-16-008903
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard Weitzman
Officer — SVP, Chief Accounting Officer
Period of report
Dec 10, 2016
Accepted (ET)
Dec 13, 2016 · 8:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 10, 2016 | F | 1,448 | $16.90 | D | 20,703 | D | |
| Common StockF2 | holding | — | — | — | 7,500 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015.
- F2Held by self-directed 401(k) Plan.