SEC Form 4 · accession 0001615774-16-008897
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Dec 10, 2016
Accepted (ET)
Dec 13, 2016 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 10, 2016 | F | 5,789 | $16.90 | D | 3,969,996 | D | |
| Common Stock | holding | — | — | — | 100 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | |
| Common StockF3 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015.
- F2Bryant Riley beneficially owns 3,968,216 shares directly or jointly with his wife and beneficially owns 1,780 shares in custodial accounts for his children.
- F3Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.