SEC Form 4 · accession 0001615774-16-005649
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gumaer
Officer — CEO of Great American Grp, LLC · Director
Period of report
May 24, 2016
Accepted (ET)
May 26, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 24, 2016 | A | 25,317 | $0.00 | A | 313,127 | D | |
| Common StockF2 | holding | — | — | — | 336,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2017, May 24, 2018, and May 24, 2019.
- F2Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.