SEC Form 4 · accession 0001615774-16-005276
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J /adv Kelleher
Officer — President · Director
Period of report
May 5, 2016
Accepted (ET)
May 9, 2016 · 2:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | P | 16,000 | $9.50 | A | 456,248 | I | See Note |
| Common StockF1,F3 | May 6, 2016 | P | 500 | $9.50 | A | 600 | I | By wife |
| Common StockF1,F4 | May 6, 2016 | P | 500 | $9.50 | A | 600 | I | By Daughter |
| Common StockF1,F5 | May 6, 2016 | P | 500 | $9.50 | A | 600 | I | By daughter |
| Common StockF1,F6 | May 6, 2016 | P | 500 | $9.50 | A | 600 | I | By daughter |
| Common Stock | holding | — | — | — | 23,910 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares purchased as part of public offering of common stock by the issuer.
- F2Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
- F3Held with dispositive power for Mary Meighan Kelleher IRA
- F4Held with dispositive power for Lyndsey Kelleher
- F5Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher
- F6Held with dispositive power for Mackenna Kelleher