SEC Form 4 · accession 0001615774-16-005244
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 5, 2016
Accepted (ET)
May 6, 2016 · 3:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2016 | P | 152,372 | $9.50 | A | 3,935,278 | D | |
| Common StockF3 | holding | — | — | — | 100 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan | |
| Common StockF4 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock purchased as part of public offering of common stock by the issuer.
- F2Bryant Riley beneficially owns 3,933,498 shares jointly with his wife and beneficially owns 1,780 shares in custodial accounts for his children.
- F3Held of record by B. Riley and Co., LLC 401(k) Profit Sharing Plan ("Profit Sharing Plan"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Profit Sharing Plan.
- F4Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.