SEC Form 4 · accession 0001615774-15-000975
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryant R Riley
Officer — Chairman and CEO · Director · 10% Owner
Period of report
May 9, 2015
Accepted (ET)
May 12, 2015 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2015 | A | 38,096 | $0.00 | A | 3,782,906 | D | |
| Common StockF2 | holding | — | — | — | 100 | I | By B. Riley and Co., LLC 401(k) Profit Sharing Plan | |
| Common StockF3 | holding | — | — | — | 200,000 | I | By the Robert Antin Children Irrevocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- F2Held of record by B. Riley and Co., LLC 401(k) Profit Sharing Plan ("Profit Sharing Plan"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Profit Sharing Plan.
- F3Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). Mr. Riley, as Trustee may be deemed to beneficially own the shares held by the Trust.