SEC Form 4 · accession 0001615774-15-000973
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan N Forman
Officer — EVP, General Counsel, Sec.
Period of report
May 12, 2015
Accepted (ET)
May 12, 2015 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2015 | A | 14,086 | $0.00 | A | 14,086 | D | |
| Common StockF2 | May 12, 2015 | A | 200 | $0.00 | A | 14,286 | D | |
| Common StockF3 | May 12, 2015 | F | 85 | $10.50 | D | 14,201 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- F2Represents an unrestricted stock award of the common stock of the Company which is fully vested as of the Grant Date.
- F3Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the unrestricted stock award referenced above.