SEC Form 4 · accession 0001615774-15-000969
BRC Group Holdings, Inc. · RILY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hugh G Hilton
Director
Period of report
May 9, 2015
Accepted (ET)
May 12, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 9, 2015 | A | 5,000 | $0.00 | A | 16,953 | D | |
| Common StockF2 | holding | — | — | — | 2,021 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- F2The reporting person is Chief Executive Officer of Alvarez & Marsal Capital real Estate, LLC ("A&M"), and may be deemed to share voting and investment power over the securities held by A&M. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial owner ship of the reported securities for purposes of Section 16 or any other purposes.