SEC Form 4 · accession 0001464521-26-000152
Heartflow, Inc. · HTFL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Campbell Rogers
Officer — Chief Medical Officer
Period of report
Sep 18, 2026
Accepted (ET)
Sep 21, 2026 · 6:19 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001464521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 18, 2026 | M | 12,329 | $8.33 | A | 98,788 | D | |
| Common Stock | Sep 18, 2026 | M | 850 | $2.22 | A | 99,638 | D | |
| Common Stock | Sep 18, 2026 | S | 19,682 | $50.15 | D | 79,956 | D | |
| Common Stock | holding | — | — | — | 22,615 | I | By Campbell Rogers 2019 Irrevocable Trust | |
| Common Stock | holding | — | — | — | 46,159 | I | By CR Asset Protection Trust of 2023 | |
| Common Stock | holding | — | — | — | 26,012 | I | By Spouse's Trust | |
| Common Stock | holding | — | — | — | 50,754 | I | By The Campbell Rogers Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $8.33 | Sep 18, 2026 | M | 12,329 | D | — | Feb 28, 2030 | Common Stock | 12,329 | 31,456 | D |
| Stock OptionF4 | $2.22 | Sep 18, 2026 | M | 850 | D | — | Jul 10, 2033 | Common Stock | 850 | 70,783 | D |
Explanation of responses
- F1The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 16, 2026.
- F2Includes the sale of 6,503 shares of common stock held and the option exercise and sale of 13,179 shares reported on this Form 4 that were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on June 16, 2026.
- F3These stock options are fully exercisable.
- F4The option vests and becomes exercisable in monthly installments until July 1, 2027, subject to continued service through the applicable vesting date.