SEC Form 4 · accession 0001127602-19-008738
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Spector
Officer — President and CEO · Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Feb 25, 2019 | F | 2,265 | $20.16 | D | 181,462 | D | |
| Common Shares of Beneficial InterestF1,F3 | Feb 25, 2019 | F | 4,661 | $20.16 | D | 176,801 | D | |
| Common Shares of Beneficial InterestF1,F4 | Feb 25, 2019 | F | 3,926 | $20.16 | D | 172,875 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld for taxes upon vesting of restricted share units.
- F2The reported amount consists of 66,900 restricted share units and 114,562 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F3The reported amount consists of 53,423 restricted share units and 123,378 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F4The reported amount consists of 42,072 restricted share units and 130,803 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.