SEC Form 4 · accession 0001127602-19-005968
PennyMac Mortgage Investment Trust · PMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Sullivan
Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 3:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001464423
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial InterestF1,F2 | Feb 12, 2019 | A | 4,481 | $0.00 | A | 11,487 | D | |
| Common Shares of Beneficial Interest | holding | — | — | — | 2,651 | I | Individual Retirement Account | |
| Common Shares of Beneficial Interest | holding | — | — | — | 9,127 | I | Marianne E Sullivan Revocable Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person was granted 4,481 restricted share units. The restricted share units, which vest in three equal installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
- F2The reported amount consists of 10,797 restricted share units and 690 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.